FINRA Licensed Compliance Associate
Employment type
Full-time
Work setting
On-site
Location
Boca Raton, FL
Schedule
Day shift
Posted
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Job overview
The FINRA Licensed Compliance Associate is an onsite, full-time role based in Boca Raton, FL. This position supports ViewTrade Securities. This role exists to perform daily compliance duties and ensure regulatory adherence. The associate assists the CCO, manages FINRA/CRD documentation, and supports operations, requiring a Series 24 license and extensive brokerage industry experience.
What you'll do
- Perform daily compliance duties, manage FINRA/CRD registrations, assist with regulatory requests, and support operations projects.
What we're looking for
- Skills & competencies
- full-timeday shiftboca raton flcompliancebrokeragefinraseries 24financeonsite
- Work arrangement
- Weekend coverage required
Benefits & perks
- Health/dental/vision insurance, life insurance, and 401(k) with match.
Why this role
Competitive salary, comprehensive benefits including 401(k) with match, and professional growth.
About the employer
ViewTrade is hiring for this role. Industry: Investment Banking and Securities Intermediation. Sector: 52.
Additional details
- Industry sector
- 52
- Industry
- Investment Banking and Securities Intermediation
- Occupation code
- 13-1041.00
You'll be redirected to the employer's application page.
Listing ID: f3bf7a46-123c-4fa2-b6b5-8e2c961ccf44