Regulatory Reporting Vice President

Job overview

The Regulatory Reporting Vice President role is hybrid in Charlotte, NC; compensation is not specified in the posting. The position is within SMBC’s Controllers - Regulatory Reporting Analysis Group and provides oversight for assigned regulatory reporting workstreams. The role leads analysts and reviews reporting production to support accurate, controlled, and timely regulatory filings. It interprets reporting requirements, resolves complex data and control issues, and partners across finance, operations, risk, data, and technology to strengthen reporting processes.

What you'll do

• Oversee production, review, and timely submission of assigned reports and workstreams
• manage and coach three North Carolina-based Analysts
• review regulatory filings, reconciliations, adjustments, edit checks, certifications, and submission materials
• challenge reported balances and explanations
• oversee reconciliations and control remediation
• interpret regulatory changes
• resolve reporting judgments, data quality issues, and system defects
• coordinate audit and examination requests
• lead process improvement and automation initiatives
• maintain procedures, process flows, data lineage, report inventories, and control documentation.

What we're looking for

Skills & competencies

regulatory reporting vice president

regulatory reporting

banking

financial reporting

controllers

team leadership

regulatory controls

charlotte nc

smbc

hybrid work model

Work arrangement

• Weekend coverage required

Why this role

The position provides oversight, review, and escalation support for assigned reports and workstreams; it is not the sole accountable owner for the Bank Holding Company and U.S. Branch reporting portfolios.

About the employer

SMBC is hiring for this role. Industry: Executive Offices. Sector: 92.