Wealth Management Compliance Specialist

Job overview

The Wealth Management Compliance Specialist role is onsite in Maryland Heights, MO. Compensation is not specified. Enterprise Bank & Trust works to help businesses succeed and communities thrive.

What you'll do

• Complete monthly house account reconciliations
• prepare new, closed, trust compliance, fee committee, and other Wealth Management reports
• review selected accounts
• monitor alerts and required minimum distribution activity
• maintain account reviews
• prepare regulatory reports and notices
• provide backup for new and closed accounts and fee processing
• coach and train Wealth Management team members on compliance tasks.

What we're looking for

Skills & competencies

wealth management compliance

compliance specialist

investment compliance

trust compliance

account reviews

regulatory reporting

maryland heights mo

enterprise bank & trust

bachelor’s degree

5+ years compliance experience

Work arrangement

• Weekend coverage required

Benefits & perks

• Annual paid volunteer time off and charitable-matching opportunities.

Why this role

Requires a bachelor’s degree in business, finance, or a related field and at least five years of compliance experience for a trust company or wealth management firm.

About the employer

Enterprise Bank and Trust is hiring for this role. Industry: Portfolio Management and Investment Advice. Sector: 52.