Derivatives Sales Trader

Job overview

The Derivatives Sales Trader role is based at one of Roth Capital Partners’ U.S. offices; the listing location is New York, NY. The posting describes compensation as commission-based, with total compensation varying by experience, portable business, and production; no numeric range is specified. Roth is a relationship-driven investment bank serving growth companies and their investors. The trader structures, prices, and executes listed U.S. options strategies for institutional clients. The role combines client coverage with trading and risk expertise, supporting client strategy and collaboration with institutional sales, research, and the derivatives desk.

What you'll do

• Structure, price, and manage listed equity derivative trades
• provide trade ideas, hedging strategies, and market color
• partner with institutional equity sales and research to identify opportunities and catalysts
• market the Catalyst Single Stock Product
• advise clients on options market structure, volatility surfaces, and pricing models
• ensure transactions meet regulatory and internal risk and suitability requirements
• build institutional client relationships.

What we're looking for

Skills & competencies

derivatives sales trader

equity derivatives

listed options

institutional clients

sales trading

hedging strategies

options pricing

new york ny

roth capital partners

commission-based

series 7

series 63

Work arrangement

• Weekend coverage required

Why this role

The position may be based at any U.S. office and requires active Series 7 and Series 63 licenses; Series 57 or Series 3 is a plus.

About the employer

Roth Capital Partners is hiring for this role. Industry: Investment Banking and Securities Intermediation. Sector: 52.