Associate Financial Advisor

Job overview

The Associate Financial Advisor role is hybrid in Worcester, MA. Compensation is $100,000–$125,000 per year, plus bonus. The role supports an independent, fee-based advisory firm focused on active management and capital preservation for high-net-worth individuals, families, and institutions. The advisor supports lead advisors, develops client relationships, and provides tailored financial planning and investment solutions. By assessing client goals, preparing plans, coordinating with the investment committee, and following through on client needs, the role helps deliver clear advice and a consistent client experience; investment decisions are not part of this role.

What you'll do

• Cultivate warm referral leads
• conduct periodic client reviews and track changes in financial circumstances
• analyze plan performance and recommend strategy adjustments
• research and prepare for client meetings
• interview clients about income, expenses, risk tolerance, and goals
• prepare financial plans and coordinate with the investment committee
• communicate with clients, manage expectations, schedule appointments, address inquiries, and complete follow-up
• follow regulatory and compliance requirements and protect client confidentiality.

What we're looking for

Skills & competencies

associate financial advisor

financial planning

client relationships

investment advisory

worcester ma

hybrid

transcend practice management

full-time

series 66

series 65

high-net-worth clients

$100k–$125k/year plus bonus

Work arrangement

• Weekend coverage required

Why this role

Series 66 or Series 65 required; CFP or CFA is a plus. Investment strategy interest is welcome, but the role does not make investment decisions.

About the employer

Transcend Practice Management is hiring for this role. Industry: Portfolio Management and Investment Advice. Sector: 52.