Senior Registered Client Associate

Job overview

The Senior Registered Client Associate role is based in Roswell, GA, with a hybrid/flexible work schedule. Compensation is not specified. The position supports advisors and firm leadership at a small, independent wealth management firm. The associate manages client service and account operations, prepares advisors for client meetings, and maintains accurate records and reporting. The role helps deliver timely, compliant service and improve the client experience.

What you'll do

• Prepare for and follow up on client meetings, including paperwork, reports, scheduling, and documentation
• manage client service requests, account maintenance, and problem resolution
• coordinate with the broker-dealer on account establishment, operations, and compliance
• process account paperwork and requests, including eSignature when available
• prepare monthly and quarterly performance reports
• maintain accurate CRM records
• support client service processes and identify efficiency improvements.

What we're looking for

Skills & competencies

senior registered client associate

roswell ga

kestra financial

hybrid

wealth management

client service

registered associate

series 7

series 63

sie

account processing

crm

compliance

Work arrangement

• Weekend coverage required

Why this role

Requires SIE, Series 7, and Series 63 licenses; Series 63/65 or 66 is preferred.

About the employer

Kestra Financial Independent Advisor is hiring for this role. Industry: Portfolio Management and Investment Advice. Sector: 52.