Wealth Management Supervisor, AI Trainer (Remote)
Compensation
$100 – $130 /hr
Employment type
Full-time
Work setting
On-site
Location
Chicago, IL
Schedule
Day shift
Posted
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Job overview
The Wealth Management Supervisor, AI Trainer role is remote; compensation is $100–$130 per hour, with a 15-hour-per-week commitment. The role supports Mercor’s work connecting specialized talent with AI research labs. The position focuses on securities and wealth-management compliance review.
What you'll do
- Evaluate periodic client reviews against supervision controls and document deficiencies
- review Reg BI and DOL rollover, trade, and new-account attestations
- review client communications and marketing materials against SEC Marketing Rule and suitability guidelines
- supervise structured-product and alternative-investment books for restriction-code hits, purchase patterns, and concentration thresholds.
What we're looking for
- Skills & competencies
- wealth management supervisorai trainersecurities complianceria compliancebroker-dealer supervisionremote$100–$130/hour15 hours per weekreg bidol rollover rulesfinrasec marketing rulestructured products
- Work arrangement
- Weekend coverage required
Why this role
Requires 3+ years in US securities, broker-dealer, or RIA compliance or supervision; FINRA Series 7 and 24 (or 9/10) and compliance designations are preferred.
About the employer
Mercor is hiring for this role. Industry: All Other Professional, Scientific, and Technical Services. Sector: 54.
Additional details
- Industry sector
- 54
- Industry
- All Other Professional, Scientific, and Technical Services
- Occupation code
- 13-2052.00
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Listing ID: ae388f0b-2427-40a1-8f12-0f1a65b5f298