Assistant Director, Compliance
Compensation
$127k – $171k /yr
Employment type
Full-time
Work setting
On-site
Location
Des Moines, IA
Schedule
Day shift
Posted
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Job overview
The Assistant Director, Compliance is an onsite or hybrid role based in Des Moines, IA. The annual salary range for this position is $127,000 - $171,000, supporting the Enterprise Financial Crimes team at Principal Financial Group. This role partners with the AML Officer to oversee and administer AML programs for broker-dealer and RIA businesses, coordinating governance, risk assessments, and regulatory initiatives.
What you'll do
- Coordinate AML governance
- conduct risk assessments
- support regulatory examinations
- develop management reporting
- monitor regulatory developments
- identify process improvement opportunities.
What we're looking for
- Skills & competencies
- full-timedes moines ia$127k-$171kcomplianceamlrisk managementfinancial crimesgovernanceregulatoryhybrid eligible
- Work arrangement
- Weekend coverage required
Benefits & perks
- Flexible Time Off (FTO)
- Pension eligible
- comprehensive health and wellness benefits.
Why this role
FINRA Series 7, 24, and 65/66 preferred; CAMS/CFCS certification a plus.
About the employer
Principal Financial Group is hiring for this role. Industry: Direct Health and Medical Insurance Carriers. Sector: 52.
Additional details
- Industry sector
- 52
- Industry
- Direct Health and Medical Insurance Carriers
- Occupation code
- 11-9199.00
You'll be redirected to the employer's application page.
Listing ID: a61e705a-db5f-40e9-89fd-8c23ba7f895f