Compliance Associate or Senior Compliance Associate

Job overview

The Compliance Associate or Senior Compliance Associate role is onsite in New York, NY, with full-time employment. Compensation is not specified. Optima Partners provides regulatory compliance support to hedge funds, private equity firms, asset managers, banks, and broker-dealers. The role supports client compliance reviews and advisory assessments, helping clients interpret regulatory requirements and strengthen compliance programs. It also contributes to policy guidance, training, and review of emerging regulations.

What you'll do

• Lead or jointly lead client compliance reviews, ad hoc inquiries, and relationship management
• review compliance policies and materials
• support email reviews, expert network processes, marketing materials, and personal trading reviews
• communicate advisory feedback and its regulatory basis
• assist with compliance protocols, training, examinations, and audits
• research and explain new regulations.

What we're looking for

Skills & competencies

compliance associate

senior compliance associate

new york ny

optima partners

full-time

regulatory compliance

sec

cftc

nfa

finra

hedge funds

private equity

asset managers

Work arrangement

• Weekend coverage required

Benefits & perks

• Frequent training and professional development
• meritocratic culture and career progression opportunities.

About the employer

Optima Partners Holdings LLC is hiring for this role. Industry: All Other Professional, Scientific, and Technical Services. Sector: 54.