Registered Client Service Associate

Job overview

The Registered Client Service Associate role is onsite in Lafayette, LA, and is full-time. Compensation is not specified. The position supports Home Bank’s Retail Financial Advisors in the sales and service of investment, fiduciary, and insurance products through a full-service brokerage platform. The associate supports client relationships and branch operations by researching inquiries, assisting with trades and account transfers, maintaining compliance procedures, and coordinating follow-up. The work helps advisors serve clients and meet sales and service goals while maintaining regulatory compliance.

What you'll do

• Support Retail Financial Advisors in sales and service of investment, fiduciary, and insurance products
• research and resolve client inquiries
• manage administrative operations and financial details
• use trading software to execute trades and manage account transfers
• support client follow-up
• implement and monitor office procedures for regulatory compliance
• prepare reports and departmental research.

What we're looking for

Skills & competencies

registered client service associate

lafayette la

home bank

full-time

retail financial services

brokerage platform

client service

investment products

trade execution

account transfers

finra licenses

insurance licenses

Work arrangement

• Weekend coverage required

Why this role

FINRA Series 7, 63, and 65 or 66 licenses and Louisiana Life/Variable Insurance licenses are required; three to five years of financial services experience is required.

About the employer

Home Bank is hiring for this role. Industry: Portfolio Management and Investment Advice. Sector: 52.