Investment Specialist
Employment type
Full-time
Work setting
On-site
Location
Neenah, WI
Schedule
Day shift
Posted
You'll be redirected to the employer's application page.
Job overview
The Investment Specialist role is an onsite, full-time position in Neenah, WI. Compensation is not specified. The role supports a large Wisconsin credit union’s members by working with branch teams and financial advisors.
What you'll do
- Serve as a phone and email point of contact for processing and servicing requests
- manage incoming referrals and advisor appointments
- identify process efficiencies and training opportunities
- oversee new member account applications, service requests, and trading instructions
- and maintain compliance with FINRA, SEC, broker/dealer, and credit union requirements.
What we're looking for
- Skills & competencies
- investment specialistcredit unioninvestment servicesneenah wimjk connectionsmember servicefinancial advisorsreferralsaccount applicationstrading instructionsfinra compliancesec compliance
- Work arrangement
- Weekend coverage required
Why this role
The posting says Series 6 or 7 and Series 66 (or Series 63/65) credentials may be obtained within a specified period and lists a life, health, and variable annuity insurance license among ideal qualifications.
About the employer
MJK Connections is hiring for this role. Industry: Portfolio Management and Investment Advice. Sector: 52.
Additional details
- Industry sector
- 52
- Industry
- Portfolio Management and Investment Advice
- Occupation code
- 13-2052.00
You'll be redirected to the employer's application page.
Listing ID: 962de93e-4d33-4d94-88d8-e22c51600d3f