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Compliance Analyst (Mutual Funds)

Neuberger · New York, NY · Compliance

Compensation

$80k – $110k /yr

Employment type

Full-time

Work setting

On-site

Location

New York, NY

Schedule

Day shift

Posted

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Job overview

The Compliance Analyst (Mutual Funds) is an onsite role based in New York, NY. The position offers an annual salary between $80,000 and $110,000, supporting the Neuberger Registered Funds team. This role focuses on registered fund-related compliance matters. It contributes to the firm's regulatory adherence by assisting with surveillance activities and oversight of mutual funds and ETFs.

What you'll do

  • Provide support on general compliance matters
  • assist with oversight of mutual funds and ETFs
  • prepare board reports
  • assist in the administration of compliance programs
  • serve as a resource for fund support areas.

What we're looking for

Skills & competencies
full-time
day shift
new york ny
compliance analyst
mutual funds
financial services
$80k-$110k
onsite
regulatory
investment management
Work arrangement
  • Weekend coverage required

Benefits & perks

  • Medical, dental, vision, 401(k), PTO, life insurance.

Why this role

Requires 1-3 years of compliance experience.

About the employer

Neuberger is hiring for this role. Industry: Portfolio Management and Investment Advice. Sector: 52.

Additional details

Industry sector
52
Industry
Portfolio Management and Investment Advice
Occupation code
41-3031.00
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