Registered Client Associate

Job overview

Registered Client Associate is an onsite role in Seattle, WA, with a stated base pay range of $30–$36 per hour. D.A. Davidson describes itself as an employee-owned company focused on client service, ethical business practices, and strengthening local communities. The associate supports financial advisors and clients by maintaining account records, processing transactions, assisting with financial plans and client communications, and providing responsive administrative and customer service in a regulated environment.

What you'll do

• Provide professional client service
• follow branch, firm, and compliance policies
• review, maintain, and process account documents and information
• inform financial advisors about relevant account and transaction activity
• assist with financial plans
• help develop client mailings, communications, and events
• facilitate transfers of client funds or securities and issue checks upon request
• enter stock, bond, options, margin, and mutual fund orders
• provide phone, correspondence, appointment, filing, and other administrative support.

What we're looking for

Skills & competencies

registered client associate

seattle wa

d.a. davidson

financial services

client service

account processing

financial advisor support

securities transactions

compliance

series 7

series 66

$30–$36/hour

401(k)

esop

tuition reimbursement

Work arrangement

• Weekend coverage required

Benefits & perks

• Medical, dental, and vision
• 401(k) and ESOP contributions
• sick, vacation, and parental leave
• paid holidays
• professional development
• tuition reimbursement up to a $15,000 lifetime cap
• discounted personal insurance
• charitable gift matching.

Why this role

SIE, Series 7, and Series 66 (or Series 63/65) completion or ability to obtain licensing is required. Post-secondary education and prior Registered Client Associate experience are preferred. The posting also describes incentive compensation opportunities beyond the stated base pay range.

About the employer

D.A. Davidson is hiring for this role. Industry: Portfolio Management and Investment Advice. Sector: 52.