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Securities and Capital Markets Mid-Level Attorney

Talent Search PRO · Albany, NY · Securities and Capital Markets practice

Compensation

$139k – $177k /yr

Employment type

Full-time

Work setting

On-site

Location

Albany, NY

Schedule

Day shift

Posted

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Job overview

The Securities and Capital Markets Mid-Level Attorney role is hybrid in Rochester, NY, Buffalo, NY, or Albany, NY, with approximately 50% in-office work over the course of a year. Salary is $139,000–$177,000 per year. The role supports public company clients and works with the firm’s active M&A group and other practice groups. The attorney advises clients on securities offerings, reporting, and corporate governance, handling substantive matters with limited supervision. The work also supports deal-related securities matters and coordination across executive compensation and ERISA practices.

What you'll do

  • Advise public company clients on Exchange Act compliance, periodic reporting, proxy statements, Section 16 filings, and insider trading policies
  • handle registered Securities Act offerings
  • counsel boards and management on corporate governance, fiduciary duties, and NYSE/Nasdaq listing compliance
  • work with the M&A group on proxy statements, S-4 registration statements, and due diligence
  • advise on private placements and exempt offerings
  • support Reg FD, Sarbanes-Oxley, and Section 13 compliance
  • collaborate with executive compensation and ERISA groups on equity plans and proxy disclosure.

What we're looking for

Skills & competencies
securities attorney
capital markets
mid-level associate
rochester ny
buffalo ny
albany ny
hybrid
public company reporting
registered offerings
corporate governance
$139k–$177k
no visa sponsorship
Work arrangement
  • Weekend coverage required

Why this role

Seeks a mid- to senior-level associate with 4–8 years of law firm experience in ’33 Act and ’34 Act work. The posting states that visa sponsorship is not available.

About the employer

Talent Search PRO is hiring for this role. Industry: Offices of Lawyers. Sector: 54.

Additional details

Industry sector
54
Industry
Offices of Lawyers
Occupation code
23-1011.00
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