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Model Risk Audit Associate

SMBC · Charlotte, NC · Internal Audit Department

Employment type

Full-time

Work setting

On-site

Location

Charlotte, NC

Schedule

Day shift

Posted

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Job overview

The Model Risk Audit Associate role is listed in Charlotte, NC; compensation is not specified. The associate supports SMBC Internal Audit’s review of model risk management and controls across covered business units and functional areas. The role participates in audits from planning through reporting, communicates control findings, and monitors remediation. It contributes to independent assurance by assessing whether controls and corrective actions address model-related risks effectively and sustainably.

What you'll do

  • Support third-line audits of business units and functional areas
  • evaluate controls related to models and model risk management
  • participate in audit planning, risk assessment, testing, issue identification, workpaper preparation, and reporting
  • communicate audit scope and findings
  • track remediation and validate issue closure
  • participate in continuous monitoring and risk assessment
  • support ad hoc reviews, projects, and investigations as needed.

What we're looking for

Skills & competencies
model risk audit associate
model risk management
third line of defense
internal audit
model validation
risk assessment
control testing
audit reporting
smbc
charlotte nc
financial services
Work arrangement
  • Weekend coverage required

Why this role

Requires at least two years of relevant banking, financial services, or consulting experience; model risk management, model validation, or model audit experience preferred. Advanced degree in a quantitative discipline specified.

About the employer

SMBC is hiring for this role. Industry: Commercial Banking. Sector: 52.

Additional details

Industry sector
52
Industry
Commercial Banking
Occupation code
13-2011.00
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