Investment Associate

Job overview

The Investment Associate role is onsite in Waukesha, WI. Compensation is not specified. The role supports the investment team’s portfolio management, investment research, and operational processes. The associate prepares portfolio analyses and recommendations, supports trading and rebalancing, and maintains accurate trade documentation. This work helps implement investment strategies efficiently while supporting client needs and regulatory compliance.

What you'll do

• Prepare initial portfolio analyses for prospective clients
• update client Portfolio GPS information to confirm current allocations
• create investment recommendations considering allocation, risk tolerance, liquidity, performance, taxes, required minimum distributions, annuity restrictions, costs, withdrawals, and cash flow
• prepare portfolio and recommendation worksheets
• support weekly model rebalancing
• implement and confirm trades
• monitor order routing, execution, and settlement
• assign tax lots
• monitor and rebalance modeled accounts
• verify systematic trades against client cash flows
• maintain trade documentation and audit trails
• follow SEC, FINRA, and internal compliance requirements.

What we're looking for

Skills & competencies

investment associate

waukesha wi

mra recruiting services

portfolio management

investment research

portfolio analysis

investment recommendations

trade execution

portfolio rebalancing

sec compliance

finra compliance

Work arrangement

• Weekend coverage required

Why this role

A bachelor’s degree in finance, economics, business, or a related field and 1–3 years of investment-industry experience are preferred. Excel proficiency is required; Wealthbox and ClientWorks experience is preferred.

About the employer

MRA Recruiting Services is hiring for this role. Industry: Portfolio Management and Investment Advice. Sector: 52.