Home Office Supervision Manager

Principal Financial Group

Part-time

Salary

$0 - $0 per yearly

Location(s)

  • Des Moines IA US

Description

In this role, you will lead and mentor supervisors who manage the activities of securities registered representatives and investment adviser representatives at Principal Securities, Inc. You will ensure full adherence to FINRA regulations, SEC rules, state laws, and internal policies while maintaining robust supervisory controls. You will also promote clear communication and develop cooperative re

Tags

  • Cybersecurity

How to apply

Apply for this job at: https://api.collabwork.com/api:1SHNakFf/xmljobs?ref=NzI1YmYxM2NmOGI3NDQzMjkwZDNlY2Q5M2ZmZGI3OTd8Y2QxMzUxYTctNGMyYi00YzczLThkM2MtMDI4NWNjYjBmZTgx&utm_source=collabworkv3site