Regulatory Compliance Manager

Job overview

The Regulatory Compliance Manager role is listed in Salt Lake City, UT; the posting does not specify whether the work is onsite, hybrid, or remote, and compensation is not specified. The role supports Fund Street Technologies, a fintech lending platform for commercial financing to small and mid-sized businesses. The manager builds and runs compliance monitoring and testing, reviews marketing materials, and manages issues through remediation. The position helps mature the compliance program and translate regulatory requirements into practical policies and controls across the business.

What you'll do

• Build and run a risk-ranked compliance monitoring and testing plan, including test scripts and review frequency
• conduct reviews, document results and exceptions, and track remediation
• report results and risk trends
• review and approve marketing assets for compliance
• manage issues from intake and root-cause analysis through corrective action and validation
• lead cross-functional compliance initiatives
• partner with Legal, Risk, and Operations on policies and controls.

What we're looking for

Skills & competencies

regulatory compliance manager

compliance monitoring

compliance testing

lending regulations

marketing review

issue remediation

risk management

fintech lending

salt lake city ut

fund street technologies

Work arrangement

• Weekend coverage required

Benefits & perks

• Health insurance, growth and development opportunities, company events, and team-building activities
• salary described as competitive.

Why this role

The role is described as a program-building position and requires 5+ years in regulatory compliance, monitoring and testing, or a related second-line role within lending.

About the employer

One Park Financial is hiring for this role. Industry: International, Secondary Market, and All Other Nondepository Credit Intermediation. Sector: 52.