Senior Vice President, Compliance & Control (Investments Compliance)

Job overview

The Senior Vice President, Compliance & Control (Investments Compliance) is an onsite role based in Boston, MA. Compensation is not specified for this position, which supports the BNY Investments team. This role exists to support robust compliance programs for SEC-registered investment advisers. It contributes to the firm's goals by developing compliance policies, conducting risk assessments, and ensuring alignment with the Investment Advisers Act and other regulatory requirements.

What you'll do

• Assist in developing investment adviser compliance programs.
• Enhance policies in accordance with the Investment Advisers Act.
• Prepare regulatory filings.
• Conduct compliance risk assessments.
• Assist with regulatory examinations and inquiries.

What we're looking for

Skills & competencies

full-time

day shift

boston ma

bny

compliance

investments

asset management

regulatory

risk assessment

onsite

Work arrangement

• Weekend coverage required

Benefits & perks

• Competitive compensation, benefits, wellbeing programs, and generous paid leaves.

Why this role

Focus on investment adviser compliance and the Investment Advisers Act.

About the employer

BNY is hiring for this role. Industry: Portfolio Management and Investment Advice. Sector: 52.