Director of Regulatory Compliance - Private Funds

Job overview

The Director of Regulatory Compliance - Private Funds is a hybrid role in Dallas, TX, with a stated salary range of $160,000–$180,000 per year, dependent on experience and location. IQ-EQ provides investor services, including administration, compliance, governance, data, and reporting. The director manages client compliance engagements, develops and tests compliance programs, and guides clients through regulatory requirements and examinations. The role also supports client deliverables, mentors junior staff, and contributes to firm-wide initiatives.

What you'll do

• Manage client engagements and provide strategic compliance guidance
• complete annual reviews, regulatory filings, and policy and procedure updates
• lead client training and mock regulatory exams
• support SEC and FINRA examinations
• monitor regulatory changes
• guide clients in developing internal controls and resolving compliance issues
• mentor junior staff
• support business development and operational excellence initiatives.

What we're looking for

Skills & competencies

regulatory compliance director

private funds

investment advisers act

investment company act

sec examinations

finra

client engagements

dallas tx

iq-eq

$160k–$180k/year

hybrid

full-time

paid parental leave

401(k) match

Work arrangement

• Weekend coverage required

Benefits & perks

• Four weeks of PTO that increases over time, sick time, paid holidays, 401(k) with company match subject to eligibility, medical, dental, vision, mental health support, ancillary insurance, and paid parental leave.

Why this role

Hybrid work schedule; four weeks of PTO that increases over time, paid holidays, paid parental leave, and professional development programs.

About the employer

IQ-EQ is hiring for this role. Industry: Portfolio Management and Investment Advice. Sector: 52.