Assistant Director - Field Compliance & Business Support
Compensation
$127k – $149k /yr
Employment type
Full-time
Work setting
On-site
Location
Des Moines, IA
Schedule
Day shift
Posted
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Job overview
The Assistant Director - Field Compliance & Business Support is an onsite role based in Des Moines, IA. The salary range is $127,000–$149,000 per year, supporting Principal Financial Group's retail distribution compliance. This role exists to drive strategic compliance programs for the Registered Investment Adviser and Broker Dealer. The director leads a practice group to ensure regulatory adherence and support business objectives.
What you'll do
- Set compliance direction
- conduct risk assessments
- oversee monitoring
- advise senior leaders
- lead process redesign
- manage team performance
- foster collaboration.
What we're looking for
- Skills & competencies
- full-timeday shiftdes moines iaprincipalcompliancerisk managementassistant director$127k-$149konsiteno travel
- Work arrangement
- Weekend coverage required
Benefits & perks
- Flexible Time Off
- Pension eligible
- Bonus program.
Why this role
Requires 8+ years of financial services experience and 2+ years of compliance/risk management experience.
About the employer
Principal Financial Group is hiring for this role. Industry: Miscellaneous Intermediation. Sector: 52.
Additional details
- Industry sector
- 52
- Industry
- Miscellaneous Intermediation
- Occupation code
- 13-1041.00
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Listing ID: 4b6db7a3-665f-4c5d-95a8-412bfc6055a8