Personal Trading Compliance Transformation Manager

Job overview

The Personal Trading Compliance Transformation Manager role is onsite in Charlotte, North Carolina. Compensation is not specified. Ember Group Consulting supports clients with business transformation, process improvement, risk, and compliance work across multiple industries.

What you'll do

• Lead process improvement and redesign initiatives
• assess workflows, controls, risks, and operational gaps
• facilitate stakeholder interviews and workshops
• create process inventories, maps, and documentation
• support optimization of personal trading compliance processes
• develop risk-rated findings and recommendations
• design future-state processes and operating models
• collaborate with compliance, risk, and technology teams
• guide analysts or junior team members
• present findings to senior stakeholders.

What we're looking for

Skills & competencies

personal trading compliance

transformation manager

full-time

charlotte nc

ember group consulting

process improvement

process redesign

compliance operations

operational risk

internal controls

trade surveillance

pre-clearance

employee conduct

Work arrangement

• Weekend coverage required

Benefits & perks

• Long-term consulting career opportunity, exposure to diverse clients and industries, collaborative culture, and professional growth.

Why this role

The posting seeks 10+ years of relevant experience. Financial services experience and familiarity with personal trading compliance platforms are preferred qualifications.

About the employer

Ember Group Consulting is hiring for this role. Industry: Administrative Management and General Management Consulting Services. Sector: 54.