Manager, Regulatory Compliance — Alternative Assets

Job overview

The Manager, Regulatory Compliance — Alternative Assets role is hybrid in Chicago, IL. Pay is $73,000–$105,000 per year, dependent on experience and location. IQ-EQ provides investor services, including administration, compliance, governance, data, and reporting for private markets and global businesses. The manager guides client compliance programs, oversees accurate and timely deliverables, and supports regulatory examinations. The role helps clients address regulatory changes and maintain effective controls while contributing to team development and firm initiatives.

What you'll do

• Manage client engagements and provide compliance guidance
• complete annual reviews, regulatory filings, and policy and procedure updates
• lead client training and mock regulatory exams
• support SEC and FINRA examinations
• monitor regulatory changes
• guide internal-control development
• provide practical solutions to compliance issues
• mentor junior staff and support business development and operational excellence.

What we're looking for

Skills & competencies

regulatory compliance

alternative assets

investment advisers act

investment company act

sec examinations

finra

client advisory

compliance programs

hybrid

chicago il

iq-eq

$73,000–$105,000/year

Work arrangement

• Weekend coverage required

Benefits & perks

• Four weeks of PTO that increases over time, sick time, paid holidays, 401(k) with company match subject to eligibility, medical, dental, vision, mental health support, ancillary insurance, paid parental leave, and hybrid work schedule.

Why this role

Requires four or more years of compliance experience, ideally with a registered investment adviser, law firm, or investment consulting firm, or legal practice involving registered investment companies. Knowledge of the Investment Advisers Act and Investment Company Act required; familiarity with SEC, CFTC, NFA, and FINRA frameworks expected.

About the employer

IQ-EQ is hiring for this role. Industry: Trust, Fiduciary, and Custody Activities. Sector: 52.