Financial Advisor

Job overview

The Financial Advisor role is based in Phoenix, AZ, and may be remote, hybrid, or in-office depending on proximity to a branch and business needs; the employee must be located in Arizona. Compensation is not specified. Moors & Cabot states that the role supports clients’ financial goals and the success of the branch and firm. The advisor develops and implements financial plans, provides investment advice, monitors client portfolios, and maintains client relationships. The role also supports business growth, compliance, and the development of assigned client associates.

What you'll do

• Develop financial plans and conduct related research and analysis
• maintain client databases and plans
• research portfolios, investment products, and market trends
• use MoneyGuidePro
• advise on and manage money in line with client risk tolerance and financial circumstances
• monitor portfolios and respond to inquiries
• prepare portfolio reviews and presentations
• document and execute trades and other money movements
• cultivate client and wholesaler relationships
• grow the book of business
• mentor assigned client associates
• and maintain compliance and licensure requirements.

What we're looking for

Skills & competencies

financial advisor

financial planning

investment strategies

portfolio management

client relationships

moneyguidepro

finra licenses

arizona

phoenix az

moors & cabot

remote or hybrid options

Work arrangement

• Weekend coverage required

Why this role

The posting allows remote, hybrid, or in-office arrangements for Arizona-based employees, depending on branch proximity and needs. It requires 7+ years of relevant experience, a portable book of business, and FINRA SIE, Series 7, and Series 66 (63/65).

About the employer

Moors & Cabot Inc is hiring for this role. Industry: Portfolio Management and Investment Advice. Sector: 52.