Registered Client Service Associate – Wealth Management

Job overview

The Registered Client Service Associate – Wealth Management role is onsite in Tampa, FL. Base compensation is $60,000–$65,000 per year. The associate supports Cary Street Partners’ Wealth Management Group and its Financial Advisors. The associate manages client account operations and administrative work, including account opening, maintenance, trade processing, and documentation review. The role helps deliver accurate, responsive client service while supporting compliance and the advisors’ client-facing work.

What you'll do

• Maintain client accounts and respond to client needs
• maintain client files and profiles
• execute trades and recommend cash-raising strategies based on account analysis and client needs
• reconcile trades and resolve discrepancies
• discuss investment options with clients
• complete tax-loss-harvesting trades under advisor direction
• review account documents and transaction requests
• prepare client correspondence and proposals
• communicate with custodians and clearing firms.

What we're looking for

Skills & competencies

registered client service associate

wealth management

tampa fl

financial advisors

client accounts

trade reconciliation

investment options

sie license

series 7 license

series 66 preferred

$60k–$65k per year

client operations

Work arrangement

• Weekend coverage required

Why this role

SIE and Series 7 licenses are required; Series 66 is preferred. A bachelor’s or associate’s degree is required. Travel may be needed for company training and CSA-specific events.

About the employer

Cary Street Partners Financial LLC is hiring for this role. Industry: Portfolio Management and Investment Advice. Sector: 52.