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Executive Director, Supervision Oversight Control Officer, Americas Division

SMBC · New York, NY · Americas Division

Employment type

Full-time

Work setting

On-site

Location

New York, NY

Schedule

Day shift

Posted

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Job overview

The Executive Director, Supervision Oversight Control Officer, Americas Division is an onsite role based in New York, NY. Compensation is not specified for this position, which supports the Americas Division at SMBC. This role serves as a first-line risk and control leader responsible for designing and governing supervisory activity oversight across Global Markets, Capital Markets, and Banking. The incumbent provides strategic direction and credible challenge to Front Office leaders to ensure accountable, well-documented supervision throughout the transaction lifecycle.

What you'll do

  • Set supervisory activity oversight strategy
  • lead end-to-end assessment of supervisory activities
  • provide senior challenge to Front Office supervisors
  • oversee quality assurance reviews
  • identify and escalate supervisory risks
  • coordinate with Compliance and Internal Audit
  • drive process reengineering
  • monitor KRIs and KPIs
  • lead education and change management.

What we're looking for

Skills & competencies
full-time
day shift
new york ny
smbc
risk management
supervision
compliance
financial services
executive
onsite
controls
Work arrangement
  • Weekend coverage required

Benefits & perks

  • Competitive benefits package, professional development opportunities, inclusive work environment.

Why this role

Executive-level risk leadership; focus on first-line supervisory controls; deep expertise in global financial products and regulatory frameworks.

About the employer

SMBC is hiring for this role. Industry: Commercial Banking. Sector: 52.

Additional details

Industry sector
52
Industry
Commercial Banking
Occupation code
11-9199.02
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