Executive Director, Supervision Oversight Control Officer, Americas Division
Employment type
Full-time
Work setting
On-site
Location
New York, NY
Schedule
Day shift
Posted
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Job overview
The Executive Director, Supervision Oversight Control Officer, Americas Division is an onsite role based in New York, NY. Compensation is not specified for this position, which supports the Americas Division at SMBC. This role serves as a first-line risk and control leader responsible for designing and governing supervisory activity oversight across Global Markets, Capital Markets, and Banking. The incumbent provides strategic direction and credible challenge to Front Office leaders to ensure accountable, well-documented supervision throughout the transaction lifecycle.
What you'll do
- Set supervisory activity oversight strategy
- lead end-to-end assessment of supervisory activities
- provide senior challenge to Front Office supervisors
- oversee quality assurance reviews
- identify and escalate supervisory risks
- coordinate with Compliance and Internal Audit
- drive process reengineering
- monitor KRIs and KPIs
- lead education and change management.
What we're looking for
- Skills & competencies
- full-timeday shiftnew york nysmbcrisk managementsupervisioncompliancefinancial servicesexecutiveonsitecontrols
- Work arrangement
- Weekend coverage required
Benefits & perks
- Competitive benefits package, professional development opportunities, inclusive work environment.
Why this role
Executive-level risk leadership; focus on first-line supervisory controls; deep expertise in global financial products and regulatory frameworks.
About the employer
SMBC is hiring for this role. Industry: Commercial Banking. Sector: 52.
Additional details
- Industry sector
- 52
- Industry
- Commercial Banking
- Occupation code
- 11-9199.02
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Listing ID: 1d6bd664-8ca5-4ba0-ade4-56a573d0d836