Senior Regulatory Compliance & Technology Consultant

Job overview

The Senior Regulatory Compliance & Technology Consultant role is onsite in Charlotte, North Carolina. Compensation is not specified. The consultant joins Ember Group Consulting, a Charlotte-based firm that supports clients across financial services, healthcare, life sciences, and energy. The consultant bridges regulatory compliance, business operations, and technology by assessing processes and systems, identifying risks and inefficiencies, and recommending practical improvements. The work supports stronger controls, more efficient operations, and scalable compliance capabilities for clients.

What you'll do

• Assess regulatory compliance operations, supporting technologies, and data processes
• provide broker-dealer and investment adviser compliance expertise
• facilitate stakeholder interviews and system walkthroughs
• evaluate compliance platforms
• document data flows and integrations
• identify manual processes and operational workarounds
• assess automation and system optimization opportunities
• develop future-state recommendations
• present findings to senior stakeholders.

What we're looking for

Skills & competencies

regulatory compliance

financial services

compliance technology

charlotte nc

ember group consulting

full-time

broker-dealer compliance

investment adviser compliance

data flows

process improvement

10+ years’ experience

Work arrangement

• Weekend coverage required

Benefits & perks

• Long-term consulting career opportunity
• exposure to diverse clients, industries, and business challenges
• collaborative culture supporting professional growth.

Why this role

Requires 10+ years of experience in financial services compliance or a related regulatory function; experience with compliance technology platforms such as StarCompliance is sought.

About the employer

Ember Group Consulting is hiring for this role. Industry: Administrative Management and General Management Consulting Services. Sector: 54.